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Daniel Jacob Dolan

Allspring Funds Management, LLC

Charlotte, NC

CRD 8229235

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Employer firm

Allspring Funds Management, LLC CRD 110841

$325B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-01
  • NC RA
    APPROVED
    Since 2026-04-01

Branch Locations

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allspring Global Investments Charlotte NC 02/2026 Present
Ridgetop Research Charlotte NC 04/2024 02/2026
Loeb.NYc New York NY 06/2023 08/2023
Unemployed Amherst MA 09/2023 03/2024
Unemployed Irvine CA 01/2016 05/2023
Allspring Funds Distributor, Llc Charlotte NC 02/2026 Present
  • 02/2026 → Present
    Allspring Global Investments
    Charlotte, NC
  • 04/2024 → 02/2026
    Ridgetop Research
    Charlotte, NC
  • 06/2023 → 08/2023
    Loeb.NYc
    New York, NY
  • 09/2023 → 03/2024
    Unemployed
    Amherst, MA
  • 01/2016 → 05/2023
    Unemployed
    Irvine, CA
  • 02/2026 → Present
    Allspring Funds Distributor, Llc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-21
  • S66 Uniform Combined State Law Examination
    2024-09-21
Other Names
  • Dan Dolan

View on SEC IAPD

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