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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-02 |
| NJ | RA | APPROVED | 2026-06-08 |
Branch Locations
1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 02/2026 | Present |
| Usa Prime | Hamilton | NJ | 09/2025 | Present |
| Self Employed | Princeton | NJ | 06/2025 | Present |
| Princeton High School | Princeton | NJ | 09/2016 | 06/2019 |
| The College Of New Jersey | Ewing | NJ | 08/2019 | 05/2023 |
| The College Of New Jersey | Ewing | NJ | 05/2023 | 07/2025 |
| The College Of New Jersey | Ewing | NJ | 08/2024 | 06/2025 |
| Foxworth-Galbraith Lumber Company | Plano | TX | 05/2021 | 05/2023 |
| Princeton Canoe And Kayak | Princeton | NJ | 05/2017 | 04/2021 |
| Unemployed | Princeton | NJ | 06/2016 | 09/2016 |
| Bank Of America, N.A. | Pennington | NJ | 03/2026 | Present |
I*: 3841294 Entity Type: For Profit Name: USA Prime Northeast Investment related: No Address: Hamilton, NJ 08620 Position: Employee, Coach Start Date: 08/2025 Hours Devoted: 6 hrs mthly Hours Devoted during trading hours: 0 Duties: It is a travel baseball team. I am a coach for 10u players.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-05 |
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