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Hsin Yi Kao

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Renton, WA

Newcastle, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-11
WA RA APPROVED 2026-04-01
  • TX RA
    APPROVED
    Since 2026-05-11
  • WA RA
    APPROVED
    Since 2026-04-01

Branch Locations

300 Burnett Ave S, Renton, WA 98057 • United States

6950 Coal Creek Pkwy Se, Newcastle, WA 98059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Renton WA 02/2026 Present
Csop Asset Management Limited Hong Kong 11/2019 02/2024
Unemployed Bellevue WA 02/2024 02/2026
Unemployed Taiwan 05/2016 11/2019
Bank Of America, N.A. Renton WA 04/2026 Present
  • 02/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Renton, WA
  • 11/2019 → 02/2024
    Csop Asset Management Limited
    Hong Kong
  • 02/2024 → 02/2026
    Unemployed
    Bellevue, WA
  • 05/2016 → 11/2019
    Unemployed
    Taiwan
  • 04/2026 → Present
    Bank Of America, N.A.
    Renton, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-13
  • S66 Uniform Combined State Law Examination
    2026-02-13
Other Names
  • Kerri Kao

View on SEC IAPD

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