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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-06-30 |
Branch Locations
305 Argyle Ave, Friday Harbor, WA 98250 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Friday Harbor | WA | 02/2026 | Present |
| Wells Fargo Bank, Na | Friday Harbor | WA | 03/2024 | Present |
| San Juan Island Brewery | Friday Harbor | WA | 05/2022 | 09/2024 |
| Mount Bakery Cafe | Bellingham | WA | 05/2020 | 05/2022 |
| Unemployed | Bellingham | WA | 03/2020 | 05/2020 |
| Elizabeth Station | Bellingham | WA | 05/2019 | 03/2020 |
| La Fiamma Pizza | Bellingham | WA | 05/2017 | 05/2019 |
| New York Pizza Bar And Grill | Bellingham | WA | 10/2015 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2026-05-06 |
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