Hoa Nguyen

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-04
CT	RA	APPROVED	2026-04-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hingham	MA	12/2020	Present
Umass Boston	Boston	MA	07/2023	12/2023
P.F. Chang's	Dedham	MA	10/2020	11/2020
Uber	Boston	MA	10/2020	11/2020
Doordash	Boston	MA	10/2020	11/2020
Sapa Group	Hingham	MA	10/2019	09/2020
Computer Systems Institute	Allston	MA	01/2017	09/2019
Aten English Center	Ho Chi Minh City		01/2016	12/2016
Bank Of America, N.A.	Hingham	MA	04/2026	Present

12/2020 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hingham, MA
07/2023 → 12/2023

Umass Boston

Boston, MA
10/2020 → 11/2020

P.F. Chang's

Dedham, MA
10/2020 → 11/2020

Uber

Boston, MA
10/2020 → 11/2020

Doordash

Boston, MA
10/2019 → 09/2020

Sapa Group

Hingham, MA
01/2017 → 09/2019

Computer Systems Institute

Allston, MA
01/2016 → 12/2016

Aten English Center

Ho Chi Minh City
04/2026 → Present

Bank Of America, N.A.

Hingham, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-27