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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-13
NC RA APPROVED 2026-07-09
  • TX RA
    APPROVED
    Since 2026-07-13
  • NC RA
    APPROVED
    Since 2026-07-09

Branch Locations

401 N Tryon St Ci Client Services, Charlotte, NC 28255 • United States

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 02/2026 Present
Home Mortgage Bank Port Of Spain 07/2021 09/2025
Scotiabank Trinidad And Tobago Chaguanas 04/2021 07/2021
Digicel Port Of Spain 11/2020 04/2021
Unemployed Port Of Spain 06/2020 10/2020
Scotiabank Trinidad And Tobago Port Of Spain 09/2019 06/2020
Harbour Tours Limited Port Of Spain 11/2017 05/2019
Traveling Port Of Spain 02/2017 10/2017
Carowinds Charlotte NC 05/2017 07/2017
Unemployed Charlotte NC 10/2025 02/2026
Traveling Charlotte NC 07/2016 09/2016
Abercrombie & Fitch Co Charlotte NC 10/2016 04/2017
Iss Facilities - Lufthansa Airlines Charlotte NC 06/2019 08/2019
  • 02/2026 → Present
    Charlotte, NC
  • 07/2021 → 09/2025
    Home Mortgage Bank
    Port Of Spain
  • 04/2021 → 07/2021
    Scotiabank Trinidad And Tobago
    Chaguanas
  • 11/2020 → 04/2021
    Digicel
    Port Of Spain
  • 06/2020 → 10/2020
    Unemployed
    Port Of Spain
  • 09/2019 → 06/2020
    Scotiabank Trinidad And Tobago
    Port Of Spain
  • 11/2017 → 05/2019
    Harbour Tours Limited
    Port Of Spain
  • 02/2017 → 10/2017
    Traveling
    Port Of Spain
  • 05/2017 → 07/2017
    Carowinds
    Charlotte, NC
  • 10/2025 → 02/2026
    Unemployed
    Charlotte, NC
  • 07/2016 → 09/2016
    Traveling
    Charlotte, NC
  • 10/2016 → 04/2017
    Abercrombie & Fitch Co
    Charlotte, NC
  • 06/2019 → 08/2019
    Iss Facilities - Lufthansa Airlines
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-09
  • S66 Uniform Combined State Law Examination
    2026-07-09
Other Names
  • Aalyssa Mitchell

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