Christopher Michael Mullan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-29
TN	RA	APPROVED	2026-04-28

TX RA
APPROVED_RES

Since 2026-04-29
TN RA
APPROVED

Since 2026-04-28

Branch Locations

2 Union Sq Adp- Home Office, Chattanooga, TN 37402 • United States

401 N Tryon St Ci Client Management, Charlotte, NC 28255 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chattanooga	TN	02/2026	Present
Bankers Life	Chattanooga	TN	04/2024	02/2026
Columbus State University	Columbus	GA	01/2018	05/2025
Chattanooga Professional Baseball, Llc	Chattanooga	TN	06/2024	09/2024
Phoenix Consulting	Chattanooga	TN	07/2023	03/2024
Oasis Outsourcing	Columbus	GA	10/2018	11/2018
United States Army	Columbus	GA	12/2015	04/2018
Publix Super Markets, Inc.	Jacksonville	FL	06/2016	09/2016
Bank Of America, N.A.	Chattanooga	TN	03/2026	Present

02/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chattanooga, TN
04/2024 → 02/2026

Bankers Life

Chattanooga, TN
01/2018 → 05/2025

Columbus State University

Columbus, GA
06/2024 → 09/2024

Chattanooga Professional Baseball, Llc

Chattanooga, TN
07/2023 → 03/2024

Phoenix Consulting

Chattanooga, TN
10/2018 → 11/2018

Oasis Outsourcing

Columbus, GA
12/2015 → 04/2018

United States Army

Columbus, GA
06/2016 → 09/2016

Publix Super Markets, Inc.

Jacksonville, FL
03/2026 → Present

Bank Of America, N.A.

Chattanooga, TN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-23

S66 Uniform Combined State Law Examination

2026-04-23

Other Names

Christopher M Mullan

View on SEC IAPD