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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-01 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
9595 Six Pines Dr, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | The Woodlands | TX | 02/2026 | Present |
| Wells Fargo | Vestavia | AL | 10/2025 | 02/2026 |
| Grand Hotel | Point Clear | AL | 05/2022 | 08/2022 |
| Oishi Japenese Bar And Grill | Spanish Fort | AL | 07/2020 | 07/2021 |
| Timbercreek Golf Club | Spanish Fort | AL | 05/2019 | 06/2020 |
| Student At Seven Lakes Junior High Then Spanish Fort High School | Spanish Fort | AL | 02/2016 | 05/2019 |
| University Of Alabama | Tuscaloosa | AL | 07/2021 | 04/2022 |
| University Of Alabama | Tuscaloosa | AL | 09/2022 | 05/2025 |
| Unemployed | Daphne | AL | 06/2025 | 10/2025 |
| Bank Of America, N.A. | The Woodlands | TX | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-01 |
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