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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-05-22 |
| AR | RA | APPROVED | 2018-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Little Rock | AR | 07/2016 | 05/2018 |
| Wells Fargo Clearing Services Llc | Little Rock | AR | 05/2018 | Present |
THE CARDBOARD COLLECTION LLC, NOT INV RELATED, LITTLE ROCK, AR, 100% OWNERSHIP WITH SPOUSE, START 1/16/2021, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, ONLINE SALES OF SPORTS TRADING CARDS. PROFORMANCE SPORTS FOUNDATION, INVT RELATED, LITTLE ROCK, AR, SECRETARY/TREASURER, START DATE 1/26/2024, 1 HR PER WEEK, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, RECEIVING AND GIVING RECEIPTS FOR MONEYS DUE AND PAYABLE TO THE CORPORATION. | POWER OF ATTORNEY FOR SON; INV RELATED; NEW ORLEANS, LA; POA; 08/2025; 1 HOUR PER MONTH; 0 DURING TRADING; POWER OF ATTORNEY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-07 |
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