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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-09-28
MD RA APPROVED 2006-05-11
  • TX RA
    APPROVED_RES
    Since 2010-09-28
  • MD RA
    APPROVED
    Since 2006-05-11

Branch Locations

10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 05/2006 Present
Bank Of America, N.A. Baltimore MD 04/2011 Present
Previous Registrations
  • 2005-09-09 → 2006-04-03
    Morgan Stanley Dw Inc.
    Bethesda, MD
Other Businesses

I*: 2061277 Entity Type: Name of OBA: Spring Lake Phase V Condo Association Board Address: Rehoboth Beach, DE Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2021 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: The condo association performs normal condo association functions. I am a "Board Member At Large", meaning that I do not have a defined role. I help with random projects where I can. Two examples include: 1. Drawing a map of the parking lot so that the spots could be properly renumbered after surfacing. 2. Keeping track of which owners replaced their aging polybutylene pipes to ensure that broken pipes wouldn't cause a larger issue down the road. I am not the Treasurer and do not do any advising where the association's finances are concerned.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-22
  • S66 Uniform Combined State Law Examination
    2005-08-22
Other Names
  • Sean Rippen
  • Sean Michael Rippen

View on SEC IAPD

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