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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-09-28 |
| MD | RA | APPROVED | 2006-05-11 |
Branch Locations
10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baltimore | MD | 05/2006 | Present |
| Bank Of America, N.A. | Baltimore | MD | 04/2011 | Present |
I*: 2061277 Entity Type: Name of OBA: Spring Lake Phase V Condo Association Board Address: Rehoboth Beach, DE Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2021 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: The condo association performs normal condo association functions. I am a "Board Member At Large", meaning that I do not have a defined role. I help with random projects where I can. Two examples include: 1. Drawing a map of the parking lot so that the spots could be properly renumbered after surfacing. 2. Keeping track of which owners replaced their aging polybutylene pipes to ensure that broken pipes wouldn't cause a larger issue down the road. I am not the Treasurer and do not do any advising where the association's finances are concerned.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-22 |
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