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David Scott Towers

Wells Fargo Clearing Services, LLC

Dewitt, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-07
NY RA APPROVED 2025-05-01
TX RA APPROVED 2025-05-01
  • FL RA
    APPROVED
    Since 2026-05-07
  • NY RA
    APPROVED
    Since 2025-05-01
  • TX RA
    APPROVED
    Since 2025-05-01

Branch Locations

5789 Widewaters Pkwy 2Nd Fl, Dewitt, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) Syracuse NY 07/2010 05/2025
Bank Of America,Na Syracuse NY 11/2010 05/2025
Wells Fargo Clearing Services, Llc. De Witt NY 05/2025 Present
  • 07/2010 → 05/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691)
    Syracuse, NY
  • 11/2010 → 05/2025
    Bank Of America,Na
    Syracuse, NY
  • 05/2025 → Present
    Wells Fargo Clearing Services, Llc.
    De Witt, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-18
S63 Uniform Securities Agent State Law Examination 1998-12-04
  • S65 Uniform Investment Adviser Law Examination
    1998-12-18
  • S63 Uniform Securities Agent State Law Examination
    1998-12-04

View on SEC IAPD

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OMC FINANCIAL SERVICES LTD · DEWITT, NY
J.W.BURNS & COMPANY, INC. · DEWITT, NY
GREG JENNINGS, LLC · DEWITT, NY
LPL ENTERPRISE, LLC · DEWITT, NY
HAZARD & SIEGEL ADVISORY SERVICES LLC · DEWITT, NY
KOVACK ADVISORS, INC. · DeWitt, NY
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