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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-05-11 |
Branch Locations
Kansas City, MO • United States
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Kansas City | MO | 08/2025 | 02/2026 |
| The Nolan Company / T Bank Na | Overland Park | KS | 08/2022 | 08/2025 |
| Unemployed | Kansas City | MO | 02/2022 | 08/2022 |
| Cinzetti's Italian Market | Overland Park | KS | 06/2021 | 02/2022 |
| Full-Time Education | Overland Park | KS | 08/2019 | 12/2021 |
| Diamond Gymnastics Academy | Stillwell | KS | 10/2016 | 06/2021 |
| Henry's Tearoom | Lee's Summit | MO | 05/2019 | 01/2020 |
| Full-Time Education | Lee's Summit | MO | 08/2015 | 12/2018 |
| Lpl Enterprise Llc | St. Louis | MO | 02/2026 | Present |
1. 2/13/2026 - DENNIS HACKING N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment Related - Kansas City MO - OBA Start date: 02/06/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 2/13/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - Kansas City MO - OBA Start date: 02/06/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-11 |
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