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Brent Roger Stricklett

Transamerica Financial Advisors, LLC

Elkhorn, NE

Cedar Rapids, IA

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-02-25
NE RA APPROVED 2025-02-24
  • IA RA
    APPROVED
    Since 2025-02-25
  • NE RA
    APPROVED
    Since 2025-02-24

Branch Locations

Elkhorn, NE • United States

6400 C St Sw, Cedar Rapids, IA 52499 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Catch-A-Lobster Llc Omaha NE 08/2011 12/2016
Mutual Of Omaha Investor Services Omaha NE 01/2015 04/2018
Securities America, Inc. La Vista NE 04/2018 06/2024
Ladenburg Thalmann & Co. Inc. Lavista NE 01/2019 12/2019
Osaic Wealth, Inc. Jersey City NJ 06/2024 01/2025
Transamerica Financial Advisors Cedar Rapids IA 02/2025 Present
Wfgia Cedar Rapids IA 01/2025 Present
  • 08/2011 → 12/2016
    Catch-A-Lobster Llc
    Omaha, NE
  • 01/2015 → 04/2018
    Mutual Of Omaha Investor Services
    Omaha, NE
  • 04/2018 → 06/2024
    Securities America, Inc.
    La Vista, NE
  • 01/2019 → 12/2019
    Ladenburg Thalmann & Co. Inc.
    Lavista, NE
  • 06/2024 → 01/2025
    Osaic Wealth, Inc.
    Jersey City, NJ
  • 02/2025 → Present
    Transamerica Financial Advisors
    Cedar Rapids, IA
  • 01/2025 → Present
    Wfgia
    Cedar Rapids, IA
Previous Registrations
  • 2024-06-14 → 2025-01-03
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 2018-05-17 → 2024-06-14
    Securities America Advisors, Inc.
    La Vista, NE
    Omaha, NE
    La Vista, NE
  • 2015-01-28 → 2018-05-11
    Mutual Of Omaha Investor Services, Inc.
    Omaha, NE
    Eugene, OR
  • 2008-01-11 → 2015-01-14
    Securities America Advisors, Inc.
    La Vista, NE
Other Businesses

As employee of Transamerica Financial Advisors, may perform home office functions for other business units

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-02
S63 Uniform Securities Agent State Law Examination 2006-05-22
  • S65 Uniform Investment Adviser Law Examination
    2008-01-02
  • S63 Uniform Securities Agent State Law Examination
    2006-05-22
Designations
Other Names
  • Brent Roger Stricklett
  • Brent Stricklett

View on SEC IAPD

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