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Constance S Capco

Northern Trust Securities, Inc.

Largo, FL

Chicago, IL

St. Petersburg, FL

CRD 3136284

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Employer firm

Northern Trust Securities, Inc. CRD 7927

$1.66B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-01-27
  • FL RA
    APPROVED
    Since 2015-01-27

Branch Locations

Largo, FL • United States

50 South Lasalle, Chicago, IL 60603 • United States

100 2Nd Ave. South, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Securities, Inc. Tampa FL 01/2001 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-11-20
  • S63 Uniform Securities Agent State Law Examination
    1998-11-20
Designations
  • Certified Financial Planner
Other Names
  • Constance Snowden
  • Constance Ann Snowden
  • Constance S Capco
  • Constance Ann Snowden Capco

View on SEC IAPD

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