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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-09 |
Branch Locations
120 Vantis Dr Ste 145, Aliso Viejo, CA 92656 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Aliso Viejo | CA | 02/2026 | Present |
| Monarch 9 Cafe | Yorba Linda | CA | 07/2021 | 01/2026 |
| Yorba Linda High School | Yorba Linda | CA | 08/2017 | 06/2021 |
| Bernardo Yorba Middle School | Yorba Linda | CA | 09/2015 | 06/2017 |
| University Of California, Santa Barbara | Goleta | CA | 08/2023 | 06/2025 |
Outside Employment; Monarch 9 Cafe; Front Staff.; Part Time Employee at a Restaurant. Front-Staff at Monarch 9 Cafe in Yorba Linda.; 22755 Savi Ranch Pkwy, , Yorba Linda, CA, 92887; Not Investment-Related; 07/15/2021; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-23 |
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