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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-09
  • CA RA
    APPROVED
    Since 2026-06-09

Branch Locations

120 Vantis Dr Ste 145, Aliso Viejo, CA 92656 • United States

Yorba Linda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Aliso Viejo CA 02/2026 Present
Monarch 9 Cafe Yorba Linda CA 07/2021 01/2026
Yorba Linda High School Yorba Linda CA 08/2017 06/2021
Bernardo Yorba Middle School Yorba Linda CA 09/2015 06/2017
University Of California, Santa Barbara Goleta CA 08/2023 06/2025
  • 02/2026 → Present
    Aliso Viejo, CA
  • 07/2021 → 01/2026
    Monarch 9 Cafe
    Yorba Linda, CA
  • 08/2017 → 06/2021
    Yorba Linda High School
    Yorba Linda, CA
  • 09/2015 → 06/2017
    Bernardo Yorba Middle School
    Yorba Linda, CA
  • 08/2023 → 06/2025
    University Of California, Santa Barbara
    Goleta, CA
Other Businesses

Outside Employment; Monarch 9 Cafe; Front Staff.; Part Time Employee at a Restaurant. Front-Staff at Monarch 9 Cafe in Yorba Linda.; 22755 Savi Ranch Pkwy, , Yorba Linda, CA, 92887; Not Investment-Related; 07/15/2021; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-23
  • S66 Uniform Combined State Law Examination
    2026-03-23
Other Names
  • Julianne Hussain

View on SEC IAPD

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