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Dana Loren Uken

Edward Jones

Carson City, NV

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-12
NV RA APPROVED 2011-11-03
  • TX RA
    APPROVED
    Since 2021-02-12
  • NV RA
    APPROVED
    Since 2011-11-03

Branch Locations

604 W Washington Street Suite F, Carson City, NV 89703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2011 Present
Previous Registrations
  • 2007-03-03 → 2007-11-02
    Edward Jones
    Sparks, NV
    Reno, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-08
S63 Uniform Securities Agent State Law Examination 2005-09-09
  • S66 Uniform Combined State Law Examination
    2011-09-08
  • S63 Uniform Securities Agent State Law Examination
    2005-09-09
Other Names
  • Dana L Uken

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · CARSON CITY, NV
STATE FARM INVESTMENT MANAGEMENT CORP. · Carson City, NV
STATE FARM INVESTMENT MANAGEMENT CORP. · Carson City, NV
LPL FINANCIAL LLC · CARSON CITY, NV
ALJIAN CAPITAL MANAGEMENT · CARSON CITY, NV
AMERIPRISE FINANCIAL SERVICES, LLC · Carson City, NV
THRIVENT INVESTMENT MANAGEMENT INC. · CARSON CITY, NV
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