Connor Carroll

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-06
CT	RA	APPROVED	2026-08-05
NJ	RA	APPROVED	2026-06-30

TX RA
APPROVED

Since 2026-08-06
CT RA
APPROVED

Since 2026-08-05
NJ RA
APPROVED

Since 2026-06-30

Branch Locations

64 Wall Street Suite 150, Madison, CT 06443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Madison	CT	02/2026	Present
Structure Tone	New York	NY	07/2018	Present
Providence College	Providence	RI	06/2014	05/2018

02/2026 → Present

Ameriprise Financial Services, Llc

Madison, CT
07/2018 → Present

Structure Tone

New York, NY
06/2014 → 05/2018

Providence College

Providence, RI

Other Businesses

Business Ownership; National Online Consignment Supplier LLC; Owner; National Online Consignment Supplier, is a single person company that I use for buying and selling items I receive from storage unit auctions, estate sales, and other local wholesales. I buy all items from Storagetreasures.com and sell all items on Whatnot.com.; 7 warwick ave , , Havey Cedars, NJ, 08008; Not Investment-Related; 02/14/2022; 10 to 19 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-25

S66 Uniform Combined State Law Examination

2026-06-25

Other Names

Connor Carroll
Connor Joseph Carroll

View on SEC IAPD