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Dipit Gupta

Finomenon Investments LLC

Kirkland, WA

CRD 8222796

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Employer firm

Finomenon Investments LLC CRD 330907

$3.12M regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Finomenon Investments Llc

Kirkland, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-02-10
  • WA RA
    APPROVED
    Since 2026-02-10

Branch Locations

Kirkland, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Delhi 01/2016 06/2020
University Of California At Berkeley Berkeley CA 08/2020 08/2024
Unemployed Berkeley CA 09/2024 01/2025
Finomenon Investments Llc Seattle WA 05/2025 01/2026
Finomenon Investments Llc Seattle WA 01/2025 04/2025
Finomenon Investments Llc Seattle WA 02/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-22
  • S65 Uniform Investment Adviser Law Examination
    2025-12-22

View on SEC IAPD

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