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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-09 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Honshu Sushi | Chatsworth | CA | 07/2021 | 05/2024 |
| Whole Foods Market | Porter Ranch | CA | 10/2024 | 01/2025 |
| Kizame Sushi | West Hills | CA | 03/2025 | 01/2026 |
| Lpl Enterprise Llc | Sherman Oaks | CA | 02/2026 | Present |
| Nobel Middle School | Northridge | CA | 08/2014 | 06/2017 |
| Valley Academy Of Arts And Science | Granada Hills | CA | 08/2017 | 06/2020 |
| Granada Hills Charter High School | Granada Hills | CA | 08/2020 | 06/2021 |
| Los Angeles Pierce College | West Hills | CA | 08/2021 | 06/2023 |
| California State University Of Northridge | Northridge | CA | 08/2023 | 06/2025 |
1. 02/09/2026 -Prudential Advisors - DBA for LPL Business (entity for LPL business) - Porter Ranch CA - Inv Related - OBA Start Date: 02/05/2026- 160 Hour(s)/Month - 160 Hour(s) During Trading" 2. 02/09/2026 - Casimir Nocon N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Porter Ranch CA - Inv Related - OBA Start Date: 02/05/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading"
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-06-12 |
| S65 | Uniform Investment Adviser Law Examination | 2026-06-09 |
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