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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2026-05-18 |
Branch Locations
301 W Northern Lights Blvd 5Th Fl, Ste 501 [Wa-Rbo], Anchorage, AK 99503 • United States
6961 Jewel Lake Rd, Anchorage, AK 99502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Anchorage | AK | 02/2026 | Present |
| Wells Fargo Bank, Na | Anchorage | AK | 03/2025 | Present |
| Seattle Credit Union | Seattle | WA | 01/2024 | 02/2025 |
| Mariner Finance | Tacoma | WA | 09/2022 | 01/2024 |
| Mariner Finance | Rio Rancho | NM | 09/2021 | 08/2022 |
| Mariner Finance | Brownsville | TX | 09/2019 | 08/2021 |
| Wells Fargo Bank | Brownsville | TX | 04/2015 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2026-04-24 |
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