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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2026-05-18
  • AK RA
    APPROVED
    Since 2026-05-18

Branch Locations

301 W Northern Lights Blvd 5Th Fl, Ste 501 [Wa-Rbo], Anchorage, AK 99503 • United States

6961 Jewel Lake Rd, Anchorage, AK 99502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Anchorage AK 02/2026 Present
Wells Fargo Bank, Na Anchorage AK 03/2025 Present
Seattle Credit Union Seattle WA 01/2024 02/2025
Mariner Finance Tacoma WA 09/2022 01/2024
Mariner Finance Rio Rancho NM 09/2021 08/2022
Mariner Finance Brownsville TX 09/2019 08/2021
Wells Fargo Bank Brownsville TX 04/2015 08/2019
  • 02/2026 → Present
    Anchorage, AK
  • 03/2025 → Present
    Wells Fargo Bank, Na
    Anchorage, AK
  • 01/2024 → 02/2025
    Seattle Credit Union
    Seattle, WA
  • 09/2022 → 01/2024
    Mariner Finance
    Tacoma, WA
  • 09/2021 → 08/2022
    Mariner Finance
    Rio Rancho, NM
  • 09/2019 → 08/2021
    Mariner Finance
    Brownsville, TX
  • 04/2015 → 08/2019
    Wells Fargo Bank
    Brownsville, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-18
S63 Uniform Securities Agent State Law Examination 2026-04-24
  • S65 Uniform Investment Adviser Law Examination
    2026-05-18
  • S63 Uniform Securities Agent State Law Examination
    2026-04-24

View on SEC IAPD

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