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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-03-07 |
| TX | RA | APPROVED | 2025-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 10/2016 | 03/2017 |
| Minnesota Life Insurance Co | St Paul | MN | 10/2016 | 03/2017 |
| Compass Capital Managment | Metairie | LA | 10/2016 | 03/2017 |
| Enecon | New Orleans | LA | 06/2016 | 10/2016 |
| Valic Financial Advisors, Inc. | Baton Rouge | LA | 11/2017 | 07/2023 |
| Aig | Houston | TX | 11/2017 | 07/2023 |
| Ameriprise Financial Services, Llc | Slidell | LA | 07/2023 | 02/2025 |
| Lpl Financial Llc | Slidell | LA | 02/2025 | Present |
| Unemployed | New Orleans | LA | 04/2017 | 10/2017 |
1)02/14/2025 - Hunt Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)02/14/2025 - Real Estate Rental - Owner - Two Locations, Opelousas, La & St. Louis, MS - Inv Rel - Start: 10/2010 - 3 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-08 |
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