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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-16 |
Branch Locations
10010 Woodlands Pkwy, The Woodlands, TX 77382 • United States
6611 Fm 1488 Rd, Magnolia, TX 77354 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tomball | TX | 02/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Tomball | TX | 04/2018 | Present |
| Shelby Savings Bank | Hemphill | TX | 02/2015 | 04/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-24 |
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