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Katherine Anne Dougherty

Edward Jones

New Bern, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-22
NC RA APPROVED 2026-04-23
  • TX RA
    APPROVED
    Since 2026-05-22
  • NC RA
    APPROVED
    Since 2026-04-23

Branch Locations

3200 Trent Rd, New Bern, NC 28562-5739 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2026 Present
Celebrate New Bern Homes W/ Keller Williams Realty New Bern NC 12/2013 11/2022
Celebrate New Bern Homes W/ Northgroup Real Estate New Bern NC 11/2022 Present
  • 02/2026 → Present
    Edward Jones
    St Louis, MO
  • 12/2013 → 11/2022
    Celebrate New Bern Homes W/ Keller Williams Realty
    New Bern, NC
  • 11/2022 → Present
    Celebrate New Bern Homes W/ Northgroup Real Estate
    New Bern, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-22
  • S66 Uniform Combined State Law Examination
    2026-04-22
Other Names
  • Katherine A Dougherty

View on SEC IAPD

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PRINCIPAL SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
COMMONWEALTH FINANCIAL NETWORK

Other Investors

DAVID LAURENCE BLAIN
MOLLY SUTZ
Christie Lynn Bonacci
AYASHA JONES
JOHN A. STATON
MADELINE VALENTE
TARA LORRAINE HUGHES
CAROLINE JONES

Other Offices

BLUESKY WEALTH ADVISORS, LLC · NEW BERN, NC
EDWARD JONES · New Bern, NC
LPL ENTERPRISE, LLC · NEW BERN, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · New Bern, NC
BANKERS LIFE ADVISORY SERVICES, INC. · New Bern, NC
COOPER MCMANUS · NEW BERN, NC
PRINCIPAL SECURITIES, INC. · NEW BERN, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · New Bern, NC

More in New Bern, NC

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