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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-04 |
| TX | RA | APPROVED | 2026-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 01/2026 | Present |
| J.P. Morgan Securities Llc | Irvine | CA | 01/2026 | Present |
| Unemployed | Pleasanton | CA | 09/2025 | 12/2025 |
| J.P. Morgan Securities Llc | Irvine | CA | 06/2025 | 08/2025 |
| Sentinelone | Palo Alto | CA | 06/2024 | 05/2025 |
| Unemployed | Pleasanton | CA | 02/2024 | 05/2024 |
| Mozart Data | San Francisco | CA | 12/2022 | 01/2024 |
| Unemployed | Pleasanton | CA | 08/2022 | 11/2022 |
| The Club At Castlewood | Pleasanton | CA | 06/2022 | 07/2022 |
| Unemployed | Pleasanton | CA | 08/2021 | 05/2022 |
| Western Athletic Club, Llc | Pleasanton | CA | 06/2021 | 07/2021 |
| Unemployed | Pleasanton | CA | 01/2016 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-04 |
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