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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-03-15 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
6111 Shallowford Road Suite 103, Chattanooga, TN 37421 • United States
Hixson, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Chattanooga | TN | 08/2009 | 08/2018 |
| Raymond James Financial Services Advisors, Inc. | Chattanooga | TN | 07/2018 | 03/2024 |
| Raymond James Financial Services, Inc. | Chattanooga | TN | 07/2018 | 03/2024 |
| Freedom Street Partners | Chattanooga | TN | 05/2020 | 03/2024 |
| Steward Partners Global Advisory, Llc | Chattanooga | TN | 03/2024 | Present |
| Steward Partners Investment Solutions, Llc | Chattanooga | TN | 03/2024 | Present |
| Steward Partners Investment Advisory, Llc | Chattanooga | TN | 03/2024 | Present |
(1)Name of Business: Freedom Street Partners Address: Chattanooga, TN, 37404, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 05/18/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I am a financial advisor using Freedom Street as the OSJ (2)Name of Business: Tandem Financial Partners Address: Chattanooga, TN, 37404, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 11/09/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Hold and Service UL and Term policies (3)Name of Business: Tandem Financial Partners Address: Chattanooga, TN, 37404, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisor and Managing Partner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-09 |
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