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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-08 |
Branch Locations
14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Scottsdale | AZ | 05/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 03/2026 | Present |
| Venture Business Development Inc | Scottsdale | AZ | 03/2025 | Present |
| Integrity Express Logistics | Cincinnati | OH | 06/2020 | 03/2025 |
| Equinox Inc | New York | NY | 10/2019 | 06/2020 |
| International Sports And Sciences Association | Berlin | 01/2016 | 10/2019 | |
| Amplified Capital Partners Holdings Llc | Mamaroneck | NY | 09/2019 | 01/2020 |
I*5363269, Entity Type: Entity For Profit, Name of OBA: GSL Holdings Corp, Address: Tarpon Springs, Florida, 34689, Investment Related: N, Position, Title, Association: ["Consultant/Independent Contractor"], Employee Start Date: 02/02/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Consulting on operations on a quarterly basis Providing domestic logistics services to supply chain companies
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-08 |
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