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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-08
  • CA RA
    APPROVED
    Since 2026-07-08

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Scottsdale AZ 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 03/2026 Present
Venture Business Development Inc Scottsdale AZ 03/2025 Present
Integrity Express Logistics Cincinnati OH 06/2020 03/2025
Equinox Inc New York NY 10/2019 06/2020
International Sports And Sciences Association Berlin 01/2016 10/2019
Amplified Capital Partners Holdings Llc Mamaroneck NY 09/2019 01/2020
  • 05/2026 → Present
    Bank Of America, N.A.
    Scottsdale, AZ
  • 03/2026 → Present
    Scottsdale, AZ
  • 03/2025 → Present
    Venture Business Development Inc
    Scottsdale, AZ
  • 06/2020 → 03/2025
    Integrity Express Logistics
    Cincinnati, OH
  • 10/2019 → 06/2020
    Equinox Inc
    New York, NY
  • 01/2016 → 10/2019
    International Sports And Sciences Association
    Berlin
  • 09/2019 → 01/2020
    Amplified Capital Partners Holdings Llc
    Mamaroneck, NY
Other Businesses

I*5363269, Entity Type: Entity For Profit, Name of OBA: GSL Holdings Corp, Address: Tarpon Springs, Florida, 34689, Investment Related: N, Position, Title, Association: ["Consultant/Independent Contractor"], Employee Start Date: 02/02/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Consulting on operations on a quarterly basis Providing domestic logistics services to supply chain companies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-08
  • S66 Uniform Combined State Law Examination
    2026-07-08
Other Names
  • Vincent Calace

View on SEC IAPD

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