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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2026-06-11 |
| TX | RA | APPROVED | 2026-06-10 |
Branch Locations
730 E Park Blvd Suite 104, Plano, TX 75074 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| None | Alva | OK | 08/2014 | 12/2016 |
| Ranching | Faith | SD | 12/2016 | Present |
| None | Faith | SD | 01/2017 | 03/2017 |
| Rcis | Faith | SD | 03/2017 | 01/2021 |
| Qbe Nau Country | Faith | SD | 01/2021 | 10/2024 |
| None | Faith | SD | 11/2024 | 01/2025 |
| Wfgia | Plano | TX | 01/2025 | Present |
| Transamerica Financial Advisors | Plano | TX | 01/2026 | Present |
| Wealthwave | Plano | TX | 01/2025 | Present |
| Netlaw | Louisville | KY | 03/2026 | Present |
Name: Ranching / Investment Related - No / Date: 12:2016 / Hrs (Month): 60 / Hrs (Day): 2 / Activity: Feeding cattle, fixing fence, accounting Sales of insurance and non-insurance products, part-time or full-time for companies affiliated with Transamerica Financial Advisors, LLC. World Financial Group Co-Brand (Non-Owner) is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency an insurance agency affiliate of Transamerica Financial Advisors, LLC. NETLAW POSITION: Independent Contractor NATURE: online estate planning services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2026 ADDRESS: 12910 Shelbyville Rd, Louisville KY 40243, United States DESCRIPTION: I will refer clients who need estate planning services that do not have an attorney. WEALTHWAVE POSITION: null NATURE: Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 01/22/2025 ADDRESS: , Plano TX , United States DESCRIPTION: WFG Co-Brand
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2026-01-16 |
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