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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-04 |
| TX | RA | APPROVED | 2026-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 01/2026 | Present |
| J.P. Morgan Securities Llc | Irvine | CA | 01/2026 | Present |
| Pnc Bank | Irvine | CA | 08/2025 | 12/2025 |
| Sellside Group Llc | Dallas | TX | 09/2024 | 12/2025 |
| Guggenheim Partners Llc | Chicago | IL | 06/2025 | 08/2025 |
| Cornell University | Ithaca | NY | 08/2023 | 05/2025 |
| Context Ventures Llc | Auburn | WA | 06/2024 | 08/2024 |
| Hudson Edge Investment Partners | Jersey City | NJ | 06/2024 | 07/2024 |
| California Army National Guard | Inglewood | CA | 06/2021 | 06/2024 |
| United States Marine Corps | Oceanside | CA | 06/2017 | 06/2021 |
| Unemployed | Kirkland | WA | 01/2016 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-03 |
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