Hugh Gates Hines

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1996 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/1998 → Present
  Northwestern Mutual Investment Services, Llc
  Milwaukee, WI
• 03/2017 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED. 2. M&H RIVERSIDE FARM LLC, OWNER, 5740 LANCASTER ROAD, DANVILLE, , KENTUCKY, 40422, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2004, 50% OWNER IN LLC. DOES GENERAL MAINTENANCE ON A FARM IN WHICH FR LIVES AND RAISES CATTLE. 3. EXECUTIVE BENEFITS SPECIALISTS OF KENTUCKY, LLC, COLI/BOLI, START DATE: 10/13/2004

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-07-01

Designations

• Chartered Financial Consultant

Other Names

• Hugh Gates Iii Hines