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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-20
  • TX RA
    APPROVED
    Since 2026-05-20

Branch Locations

13111 N. Central Expwy Suite 2500-Dt, Dallas, TX 75243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Llc Dallas TX 02/2026 Present
World Financial Group Insurance Agency Dallas TX 04/2025 Present
World System Builders (Wsb) Dallas TX 04/2025 Present
Mesa Radiology Pa Southlake TX 07/2010 Present
Texas Radiology Associates Plano TX 01/2019 11/2023
Shorecliffs Golf Management Inc San Clemente CA 08/2021 Present
  • 02/2026 → Present
    Dallas, TX
  • 04/2025 → Present
    World Financial Group Insurance Agency
    Dallas, TX
  • 04/2025 → Present
    World System Builders (Wsb)
    Dallas, TX
  • 07/2010 → Present
    Mesa Radiology Pa
    Southlake, TX
  • 01/2019 → 11/2023
    Texas Radiology Associates
    Plano, TX
  • 08/2021 → Present
    Shorecliffs Golf Management Inc
    San Clemente, CA
Other Businesses

Name: Mesa Radiology PA / Investment Related - No / Date: 07:2010 / Hrs (Month): 84 / Hrs (Day): 0 / Activity: Radiologist physician independent contractor Name: Shorecliffs Golf Management Inc / Investment Related - No / Date: 08:2021 / Hrs (Month): 8 / Hrs (Day): 0 / Activity: Overseeing executive team consisting of General Manager, Head Chef, Marketing Director and Grounds Superintendent. Sales of insurance and non-insurance products, part-time or full-time for companies affiliated with Transamerica Financial Advisors, LLC. World System Builders (WSB) is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency an insurance agency affiliate of Transamerica Financial Advisors, LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-20
S63 Uniform Securities Agent State Law Examination 2026-01-09
  • S65 Uniform Investment Adviser Law Examination
    2026-05-20
  • S63 Uniform Securities Agent State Law Examination
    2026-01-09

View on SEC IAPD

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