Inactive

Luis Alberto Pena

Welcy Capital Advisors LLC

CRD 8218649

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Employer firm

Welcy Capital Advisors LLC CRD 154782

$226M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Welcy Capital Advisors Llc

1101 Brickell Avenue Suite 1600, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-05-01

FL RA
APPROVED

Since 2026-05-01

Branch Locations

1101 Brickell Avenue Suite 1600, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Banco Santander International	Miami	FL	02/2020	12/2025
George Washington University	Washington	DC	08/2015	05/2019
Welcy Capital Advisors Llc	Miami	FL	01/2026	Present
Unemployed	Miami	FL	06/2019	01/2020

02/2020 → 12/2025

Banco Santander International

Miami, FL
08/2015 → 05/2019

George Washington University

Washington, DC
01/2026 → Present

Welcy Capital Advisors Llc

Miami, FL
06/2019 → 01/2020

Unemployed

Miami, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-04-08

S65 Uniform Investment Adviser Law Examination

2026-04-08

View on SEC IAPD

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