Michael Gregory Carroll

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-04-24

TX RA
APPROVED

Since 2026-04-24

Branch Locations

St Paul, TX • United States

14241 Dallas Parkway Ste 610, Plaza 3, Dallas, TX 75254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pegasus Foods	Rockwall	TX	04/2019	10/2022
Dal-Tile	Dallas	TX	09/2016	12/2017
Pegasus Foods	Rockwall	TX	10/2022	02/2026
Dal-Tile	Dallas	TX	12/2017	03/2019
Lpl Financial Llc	Dallas	TX	02/2026	Present

04/2019 → 10/2022

Pegasus Foods

Rockwall, TX
09/2016 → 12/2017

Dal-Tile

Dallas, TX
10/2022 → 02/2026

Pegasus Foods

Rockwall, TX
12/2017 → 03/2019

Dal-Tile

Dallas, TX
02/2026 → Present

Lpl Financial Llc

Dallas, TX

Other Businesses

1: 03/2026 - Bespoke Private Wealth of LPL Financial - Other - Not Inv Related - 160 Hours/Month - 160 Hours During Trading - Dallas, TX - OBA Start Date: 02/17/2026.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-04-24

S66 Uniform Combined State Law Examination

2026-04-24

Other Names

Michael Carroll

View on SEC IAPD