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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-05-11 |
Branch Locations
3001 Randleman Rd, Greensboro, NC 27406 • United States
6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Greensboro | NC | 02/2026 | Present |
| Wells Fargo Bank, Na | Greensboro | NC | 01/2026 | Present |
| Truist Bank | Greensboro | NC | 08/2025 | 01/2026 |
| Truist Bank | Greensboro | NC | 07/2022 | 08/2025 |
| First National Bank Of Pa | Greensboro | NC | 10/2020 | 07/2022 |
| Suntrust Bank | Summerfield | NC | 02/2019 | 10/2020 |
| Suntrust Bank | Greensboro | NC | 02/2017 | 02/2019 |
| Enrolled High School Student | Greensboror | NC | 01/2016 | 02/2017 |
SPIRIT HORSE RANCH AND EDUCATION CENTER; INV RELATED;ASHEBORO,NC; TREASURER; START DATE: 01/01/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2026-04-17 |
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