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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-03
  • FL RA
    APPROVED
    Since 2026-03-03

Branch Locations

10199 Southside Blvd Builidng One Ste 200, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Fidelity Assurance Company Oklahoma City OK 05/2022 Present
Madril Insurance Pensacola FL 04/2020 05/2022
Kona Ice Llc Mobile AL 08/2018 04/2020
Full-Time Education/College Student Mobile AL 05/2015 12/2019
Capital Financial Strategies Jacksonville FL 02/2026 Present
Cetera Wealth Services, Llc El Segundo CA 02/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2026 Present
  • 05/2022 → Present
    American Fidelity Assurance Company
    Oklahoma City, OK
  • 04/2020 → 05/2022
    Madril Insurance
    Pensacola, FL
  • 08/2018 → 04/2020
    Kona Ice Llc
    Mobile, AL
  • 05/2015 → 12/2019
    Full-Time Education/College Student
    Mobile, AL
  • 02/2026 → Present
    Capital Financial Strategies
    Jacksonville, FL
  • 02/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: AMERICAN FIDELITY ASSURANCE COMPANY INVESTMENT RELATED: NO ADDRESS: 9000 CAMERON PARKWAY OKLAHOMA CITY, OK 73114 NATURE OF BUSINESS: EMPLOYEE BENEFITS START DATE: 05/2022 POSITION/TITLE/RELATIONSHIP: SENIOR ACCOUNT MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: GROUP BENEFIT CONSULTATION, SALES, AND ACCOUNT DEVELOPMENT/MANAGEMENT 3. NAME OF OTHER BUSINESS: CAPITAL FINANCIAL STRATEGIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-10
  • S66 Uniform Combined State Law Examination
    2026-01-10
Other Names
  • Jake Shaw

View on SEC IAPD

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