Derek Joel Swedberg

Employer firm

Fiat Wealth Management CRD 318201

$517M regulatory AUM 15 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → 10/2020
  Rbc Capital Markets Corporation
  Minnetonka, MN
• 06/2026 → Present
  Fiat Wealth Management
  Wayzata, MN
• 10/2020 → Present
  Pack Private Wealth, Llc
  Wayzata, MN

Previous Registrations

• 2007-11-29 → 2020-10-27
  Rbc Capital Markets, Llc
  Minneapolis, MN
  New York, NY
  Minnetonka, MN

Other Businesses

1. Lifespark; Inv-related: No; Located at 5320 W 23rd St Suite, 130, St. Louis Park, MN. 55416; Senior Care Provider; Consultant; Starting 5/2/2022; Approximately 5 hrs/month. Duties: Working with the CEO to facilitate business expansion opportunities. 2. Red Barn Holdings LLC; Inv-related: No; Located at 1905 Wayzata Blvd E, #320, Wayzata, MN 55391; LLC Owned by a trust; Trustee; Starting 04/28/2024; Less than 1 hr/month; Duties: Receive mail for the trust 3. PACK Private Capital LLC; Inv-related: Yes; Located at 5320 W 23rd St Suite, 130, St. Louis Park, MN. 55416; holding company for private business investments; Executive Chairman; Starting 3/1/2021; Appx 40 hours/month; Duties: Sourcing investment opportunities, due diligence, partner communication. 4. MKTA 55+ Developer, LLC; Inv-related: Yes; Located at 607 North Washington Avenue #100 Minneapolis, Minnesota 55401; Nature: Management entity for holding company created for private business investments; Advisory Board Member; Starting 9/27/2024; Approximately 5% of time per month; Duties: Serve on a 5 person advisory board. 5. Insurance; Inv-related: Yes; Same Location; commissionable insurance business in an independent capacity; Appx 5% of time per month.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-28