Erik James Lyon

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2025 → 12/2025
  Wells Fargo
  Westlake Village, CA
• 05/2021 → 08/2021
  Law Offices Of Sottile-Baltaxe
  Agoura Hills, CA
• 01/2024 → 06/2024
  El Camino Real Charter High School
  Calabasas, CA
• 08/2024 → 07/2025
  Pepperdine University
  Malibu, CA
• 08/2015 → 06/2019
  Thousand Oaks High School
  Thousand Oaks, CA
• 06/2019 → 08/2019
  Unemployed
  Thousand Oaks, CA
• 08/2019 → 04/2021
  University Of Manitoba
  Winnipeg
• 08/2021 → 12/2023
  University Of British Columbia
  Vancouver
• 12/2023 → 08/2025
  Law Offices Of Roger F. Lyon
  Thousand Oaks, CA
• 01/2026 → Present
  Ubs Financial Services Inc.
  West Palm Beach, FL

Exams

• S66 Uniform Combined State Law Examination
  2025-07-03