Joseph Fano

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2024 → 12/2024
  Aflac
  Danvers, MA
• 06/2023 → 08/2023
  Cornerstone Financial Associates
  Morristown, NJ
• 01/2026 → Present
  Lpl Enterprise Llc
  Basking Ridge, NJ
• 07/2021 → 05/2025
  Endicott College
  Beverly, MA
• 01/2017 → 06/2021
  Depaul Catholic High School
  Wayne, NJ
• 01/2016 → 12/2016
  West Essex Middle School
  North Caldwell, NJ
• 06/2025 → 12/2025
  N/A
  Fairfield, NJ

Other Businesses

1. 01/26/2026 - Joseph Fano N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Fairfield, NJ - INV REL - Start Date: 01/23/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 01/26/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Fairfield, NJ - INV REL - Start Date: 01/23/2026 - 160 Hrs/Mth - 160 Hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2026-03-18