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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-04 |
| NJ | RA | APPROVED | 2026-05-18 |
Branch Locations
1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 01/2026 | Present |
| Chickie's & Pete's | Bordentown | NJ | 08/2021 | 03/2022 |
| Mercer County Community College | Bordentown | NJ | 06/2017 | 09/2017 |
| A.C.R | Cream Ridge | NJ | 09/2017 | 09/2021 |
| Unemployed | Bordentown | NJ | 09/2021 | 05/2022 |
| Old Causeway | Manahawkin | NJ | 05/2022 | 05/2023 |
| Window Genie | Toms River | NJ | 05/2023 | 08/2023 |
| 39 North | Manahawkin | NJ | 08/2023 | 04/2024 |
| Unemployed | Bordentown | NJ | 12/2023 | 05/2024 |
| Daddy'O | Long Beach | NJ | 05/2024 | Present |
| Dent Wizard | Cream Ridge | NJ | 11/2019 | 01/2022 |
| B&C Specialist | Cherry Hill | NJ | 10/2025 | 10/2025 |
| Recjr Enterprise/ Uber | Long Beach | NJ | 04/2024 | 08/2025 |
| Unemployed | Bordentown | NJ | 09/2016 | 05/2017 |
I*: 3678280 Entity Type: For Profit Name of OBA: Daddy'O Investment-related: No Address: Long Beach, NJ 08008 Position, Title, Association: Employee Employee Start Date: 05/04/2024 No Hours: 10 HRS Weekly No Hours during trading: 0 Duties: I serve food and take orders
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-15 |
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