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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-04
NJ RA APPROVED 2026-05-18
  • TX RA
    APPROVED
    Since 2026-06-04
  • NJ RA
    APPROVED
    Since 2026-05-18

Branch Locations

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 01/2026 Present
Chickie's & Pete's Bordentown NJ 08/2021 03/2022
Mercer County Community College Bordentown NJ 06/2017 09/2017
A.C.R Cream Ridge NJ 09/2017 09/2021
Unemployed Bordentown NJ 09/2021 05/2022
Old Causeway Manahawkin NJ 05/2022 05/2023
Window Genie Toms River NJ 05/2023 08/2023
39 North Manahawkin NJ 08/2023 04/2024
Unemployed Bordentown NJ 12/2023 05/2024
Daddy'O Long Beach NJ 05/2024 Present
Dent Wizard Cream Ridge NJ 11/2019 01/2022
B&C Specialist Cherry Hill NJ 10/2025 10/2025
Recjr Enterprise/ Uber Long Beach NJ 04/2024 08/2025
Unemployed Bordentown NJ 09/2016 05/2017
  • 01/2026 → Present
    Pennington, NJ
  • 08/2021 → 03/2022
    Chickie's & Pete's
    Bordentown, NJ
  • 06/2017 → 09/2017
    Mercer County Community College
    Bordentown, NJ
  • 09/2017 → 09/2021
    A.C.R
    Cream Ridge, NJ
  • 09/2021 → 05/2022
    Unemployed
    Bordentown, NJ
  • 05/2022 → 05/2023
    Old Causeway
    Manahawkin, NJ
  • 05/2023 → 08/2023
    Window Genie
    Toms River, NJ
  • 08/2023 → 04/2024
    39 North
    Manahawkin, NJ
  • 12/2023 → 05/2024
    Unemployed
    Bordentown, NJ
  • 05/2024 → Present
    Daddy'O
    Long Beach, NJ
  • 11/2019 → 01/2022
    Dent Wizard
    Cream Ridge, NJ
  • 10/2025 → 10/2025
    B&C Specialist
    Cherry Hill, NJ
  • 04/2024 → 08/2025
    Recjr Enterprise/ Uber
    Long Beach, NJ
  • 09/2016 → 05/2017
    Unemployed
    Bordentown, NJ
Other Businesses

I*: 3678280 Entity Type: For Profit Name of OBA: Daddy'O Investment-related: No Address: Long Beach, NJ 08008 Position, Title, Association: Employee Employee Start Date: 05/04/2024 No Hours: 10 HRS Weekly No Hours during trading: 0 Duties: I serve food and take orders

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-15
  • S66 Uniform Combined State Law Examination
    2026-05-15
Other Names
  • Nicholas Glenn Giglio
  • Nicholas Giglio

View on SEC IAPD

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