Thy Phan Phuong Nguyen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Vienna, VA
• 02/2025 → 01/2026
  Bank Of America
  Stone Ridge, VA
• 02/2024 → 12/2024
  Wonder Rates
  San Jose, CA
• 09/2023 → 05/2024
  Thuy Hoang Md - Internal Medicine
  San Jose, CA
• 06/2022 → 12/2022
  Spartan Automative Technology Group
  Austin, TX
• 08/2016 → 06/2018
  Newbury Park Adventist Academy
  Newbury Park, CA
• 05/2023 → 09/2023
  Unemployed
  Union City, CA
• 08/2018 → 11/2021
  Mission College
  Santa Clara, CA
• 08/2021 → 05/2023
  University Of California, Berkeley
  Berkeley, CA
• 02/2026 → Present
  Bank Of America, N.A.
  Vienna, VA

Exams

• S66 Uniform Combined State Law Examination
  2026-03-30

Other Names

• Phanphuongthy Nguyen