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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-30 |
| NJ | RA | APPROVED | 2026-04-29 |
Branch Locations
1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 01/2026 | Present |
| Unemployed | Whitehouse Station | NJ | 12/2025 | 01/2026 |
| Village Brewing Company | Somerville | NJ | 09/2025 | 12/2025 |
| Unemployed | Whitehouse Station | NJ | 05/2025 | 09/2025 |
| Division Cafe | Somerville | NJ | 06/2024 | 08/2024 |
| Seton Hall University | South Orange | NJ | 08/2021 | 05/2025 |
| Hunterdon Central Regional High School | Flemington | NJ | 08/2017 | 06/2021 |
| Readington Middle School | Whitehouse Station | NJ | 08/2014 | 06/2018 |
| Unemployed | Whitehouse Station | NJ | 08/2014 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2025-10-09 |
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