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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-04-28
  • NV RA
    APPROVED
    Since 2026-04-28

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 01/2026 Present
Naples Art Institute Naples FL 09/2024 01/2026
Taste Of Immokalee (Taste The Impact) Immokalee FL 08/2021 09/2024
The Immokalee Foundation Immokalee FL 08/2020 05/2024
F Mendoza Harvesting Llc Immokalee FL 09/2019 07/2023
Florida Gulf Coast University Las Vegas NV 06/2018 05/2021
Florida Gulf Coast University Las Vegas NV 06/2021 08/2022
Student Las Vegas NV 06/2015 05/2018
Bank Of America, N.A. Las Vegas NV 04/2026 Present
  • 01/2026 → Present
    Las Vegas, NV
  • 09/2024 → 01/2026
    Naples Art Institute
    Naples, FL
  • 08/2021 → 09/2024
    Taste Of Immokalee (Taste The Impact)
    Immokalee, FL
  • 08/2020 → 05/2024
    The Immokalee Foundation
    Immokalee, FL
  • 09/2019 → 07/2023
    F Mendoza Harvesting Llc
    Immokalee, FL
  • 06/2018 → 05/2021
    Florida Gulf Coast University
    Las Vegas, NV
  • 06/2021 → 08/2022
    Florida Gulf Coast University
    Las Vegas, NV
  • 06/2015 → 05/2018
    Student
    Las Vegas, NV
  • 04/2026 → Present
    Bank Of America, N.A.
    Las Vegas, NV
Other Businesses

I*3639292 Entity Type: Entity For Profit Name of OBA: M LLC Address: Lehigh Acres, Florida, 33936 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/19/2021 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: A small LLC to sell Mexican crafts (e-commerce) by me and my family. Started this company in college, self sustaining. Manage website. I*3639293 Entity Type: Entity For Profit Name of OBA: F M Harvesting LLC Address: Immokalee, Florida, 34142 Investment Related: No Position, Title, Association: Employee Employee Start Date: 01/02/2013 Number of Hours: 5, Monthly Number of Hours during trading: 1, Monthly Duties: Farming, Family business. I handle H2A Petitions. Submitting Petitions, handling H2A compliance and paperwork.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-27
  • S66 Uniform Combined State Law Examination
    2026-04-27
Other Names
  • Myra Jaimes

View on SEC IAPD

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