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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-04-28 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
400 S Rampart Blvd, Las Vegas, NV 89145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Las Vegas | NV | 01/2026 | Present |
| Naples Art Institute | Naples | FL | 09/2024 | 01/2026 |
| Taste Of Immokalee (Taste The Impact) | Immokalee | FL | 08/2021 | 09/2024 |
| The Immokalee Foundation | Immokalee | FL | 08/2020 | 05/2024 |
| F Mendoza Harvesting Llc | Immokalee | FL | 09/2019 | 07/2023 |
| Florida Gulf Coast University | Las Vegas | NV | 06/2018 | 05/2021 |
| Florida Gulf Coast University | Las Vegas | NV | 06/2021 | 08/2022 |
| Student | Las Vegas | NV | 06/2015 | 05/2018 |
| Bank Of America, N.A. | Las Vegas | NV | 04/2026 | Present |
I*3639292 Entity Type: Entity For Profit Name of OBA: M LLC Address: Lehigh Acres, Florida, 33936 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/19/2021 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: A small LLC to sell Mexican crafts (e-commerce) by me and my family. Started this company in college, self sustaining. Manage website. I*3639293 Entity Type: Entity For Profit Name of OBA: F M Harvesting LLC Address: Immokalee, Florida, 34142 Investment Related: No Position, Title, Association: Employee Employee Start Date: 01/02/2013 Number of Hours: 5, Monthly Number of Hours during trading: 1, Monthly Duties: Farming, Family business. I handle H2A Petitions. Submitting Petitions, handling H2A compliance and paperwork.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-27 |
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