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Zachary Francis Swayze

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-17
NC RA APPROVED 2026-06-11
  • TX RA
    APPROVED
    Since 2026-06-17
  • NC RA
    APPROVED
    Since 2026-06-11

Branch Locations

401 N Tryon St Ci Client Services, Charlotte, NC 28255 • United States

540 W Madison St Ci Client Services, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 01/2026 Present
Jersey Mike's Sandwiches Matthews NC 08/2025 01/2026
Unemployed Indian Trail NC 03/2020 09/2021
Qdoba Matthews NC 01/2020 03/2020
Unemployed Indian Trail NC 01/2016 11/2019
Central Piedmont Community College Matthews NC 08/2021 05/2023
University Of North Carolina At Wilmington Wilmington NC 08/2023 08/2025
  • 01/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
  • 08/2025 → 01/2026
    Jersey Mike's Sandwiches
    Matthews, NC
  • 03/2020 → 09/2021
    Unemployed
    Indian Trail, NC
  • 01/2020 → 03/2020
    Qdoba
    Matthews, NC
  • 01/2016 → 11/2019
    Unemployed
    Indian Trail, NC
  • 08/2021 → 05/2023
    Central Piedmont Community College
    Matthews, NC
  • 08/2023 → 08/2025
    University Of North Carolina At Wilmington
    Wilmington, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-11
  • S66 Uniform Combined State Law Examination
    2026-06-11

View on SEC IAPD

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