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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-07 |
| UT | RA | APPROVED | 2026-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Farmington | UT | 01/2026 | Present |
| State Bank Of Southern Utah | Cedar City | UT | 05/2025 | 12/2025 |
| General Distributing | Cedar City | UT | 08/2024 | 01/2026 |
| Dairy Queen | Cedar City | UT | 04/2018 | 03/2020 |
| Southern Utah University | Cedar City | UT | 08/2021 | 12/2025 |
| Utah Army National Guard | Beaver | UT | 02/2023 | 11/2025 |
| Canyon View High School | Cedar City | UT | 08/2017 | 05/2021 |
| Canyon View Middle School | Cedar City | UT | 08/2014 | 05/2017 |
| Bank Of America, N.A. | Farmington | UT | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-24 |
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