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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-07
UT RA APPROVED 2026-04-29
  • TX RA
    APPROVED
    Since 2026-07-07
  • UT RA
    APPROVED
    Since 2026-04-29

Branch Locations

368 12Th St, Ogden, UT 84404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington UT 01/2026 Present
State Bank Of Southern Utah Cedar City UT 05/2025 12/2025
General Distributing Cedar City UT 08/2024 01/2026
Dairy Queen Cedar City UT 04/2018 03/2020
Southern Utah University Cedar City UT 08/2021 12/2025
Utah Army National Guard Beaver UT 02/2023 11/2025
Canyon View High School Cedar City UT 08/2017 05/2021
Canyon View Middle School Cedar City UT 08/2014 05/2017
Bank Of America, N.A. Farmington UT 03/2026 Present
  • 01/2026 → Present
    Farmington, UT
  • 05/2025 → 12/2025
    State Bank Of Southern Utah
    Cedar City, UT
  • 08/2024 → 01/2026
    General Distributing
    Cedar City, UT
  • 04/2018 → 03/2020
    Dairy Queen
    Cedar City, UT
  • 08/2021 → 12/2025
    Southern Utah University
    Cedar City, UT
  • 02/2023 → 11/2025
    Utah Army National Guard
    Beaver, UT
  • 08/2017 → 05/2021
    Canyon View High School
    Cedar City, UT
  • 08/2014 → 05/2017
    Canyon View Middle School
    Cedar City, UT
  • 03/2026 → Present
    Bank Of America, N.A.
    Farmington, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-24
  • S66 Uniform Combined State Law Examination
    2026-04-24
Other Names
  • Gunner Grant Hatch

View on SEC IAPD

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