Michael D Perna

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-05-05

Branch Locations

600 Hamilton St, Allentown, PA 18101 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Allentown	PA	01/2026	Present
Higher Level Education	Park Ridge	NJ	12/2024	01/2026
Penn State University	State College	PA	08/2020	12/2024
Council Rock Hs South	Holland	PA	08/2015	08/2020
Bank Of America, N.A.	Allentown	PA	02/2026	Present

01/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Allentown, PA
12/2024 → 01/2026

Higher Level Education

Park Ridge, NJ
08/2020 → 12/2024

Penn State University

State College, PA
08/2015 → 08/2020

Council Rock Hs South

Holland, PA
02/2026 → Present

Bank Of America, N.A.

Allentown, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-05