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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-24 |
| CA | RA | APPROVED | 2026-05-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Citrus Heights | CA | 04/2025 | Present |
| Bank Of America | Folsom | CA | 04/2025 | 01/2026 |
| Sung Wong Enterprises | Sacramento | CA | 10/2019 | Present |
| Laz Parking | Sacramento | CA | 09/2017 | 08/2018 |
| Beast And Bounty | Sacramento | CA | 04/2022 | 05/2023 |
| Bay Medic Ambulance Company | Concord | CA | 02/2021 | 04/2022 |
| Rio Del Oro Sports Club | Sacramento | CA | 01/2018 | 09/2018 |
| Mukuni | Sacramento | CA | 01/2018 | 10/2019 |
| Cmy Fiduciary Services | Sacramento | CA | 02/2019 | 12/2019 |
| Bacchus House Wine Bar & Bistro | Sacramento | CA | 02/2023 | 11/2023 |
| Sacramento State University | Sacramento | CA | 01/2016 | 01/2018 |
| Bank Of America, N.A. | Citrus Heights | CA | 02/2026 | Present |
I*3691295 Entity Type: Entity For Profit Name of OBA: Sung Wong Enterprises Address: Sacramento, California, 95811 Investment Related: No Position, Title, Association: Employee Employee Start Date: 12/25/2019 Number of Hours: 12, Weekly Number of Hours during trading: 0, Weekly Duties: Purpose of organization is to provide excellent customer service to incoming customers, while making a profit. My responsibilities are bartending and supervising a handful of employees that work behind the bar.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-28 |
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