Carlie Lange Dugan

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2005 → Present
  Raymond James Financial Services Inc
  Danvers, MA
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Beverly, MA

Previous Registrations

• 2002-04-04 → 2005-08-03
  Osaic Institutions, Inc.
  Danvers, MA

Other Businesses

(1) Name of Business: Bass Rocks Golf Club Address: 34 Beach Road, Gloucester, MA, 01930, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 07/14/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: An advisory member to the Finance Committee (2) Name of Business: Bass Rocks Golf Club Address: 34 Beach Road, Gloucester, MA, 01930, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/31/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To serve as a committee member for the club's investment committee. To advise collectively with the other members on the club's investment portfolio.\nThe portfolio consists of cash or cash equivalents. (3) Name of Business: Cornerstone Financial Partners LLC Address: 900 Cummings Ctr Ste 307T, Beverly, MA, 01915-6181, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/31/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Consulting - client relationships, general Financial Advisor duties.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-11-28
• S63 Uniform Securities Agent State Law Examination
  1998-11-19

Designations

• Certified Financial Planner

Other Names

• Carlene Sharon Lange
• Carlene Lange Dugan
• Carlie Lange Dugan