Shinfen Circe Wu

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → Present
  Independent Insurance Agent
  Overland Park, KS
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Overland Park, KS
• 11/2018 → Present
  Osaic Wealth, Inc.
  Overland Park, KS

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Charleston, SC
  Overland Park, KS
  Nashville, TN
  Gold River, CA
• 2010-07-28 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Overland Park, KS
  Overland Park, KS
  San Diego, CA
• 2006-01-09 → 2010-08-04
  Waddell & Reed
  Shawnee, KS
• 2005-10-04 → 2005-12-20
  Ameriprise Financial Services, Llc
  Overland Park, KS

Other Businesses

1) CIRCE FINANCIAL SERVICES, LLC/ INV-REL/ 10714 W 148TH ST, OVERLAND PARK KS/ 07/2010 / PRESIDENT, DBA NAME-SELL INVESTMENTS & INS PRODUCTS OR SERVICE/125 HRS, 125 HRS........ 2) INDEPENDENT INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 07/01/2010 ADDRESS: 10714 W. 148th St, Overland Park KS 66221, United States DESCRIPTION: Independent Insurance Agent - fixed insurance.(offers term fixed life and health insurance products) 3) OWNER OF RENTAL PROPERTY W/SPOUSE POSITION: Part of owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2014 ADDRESS: 10714 W. 148th St, Overland Park KS 66221, United States DESCRIPTION: Select tenants/repairs/collect rent. 4) BLUE VALLEY RECREATION POSITION: Instructor NATURE: L INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 09/01/2014 ADDRESS: 6545 W. 151st Street, Overland Park KS 66223, United States DESCRIPTION: Teaching educational workshops. 5) WUUBNB LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/21/2024 ADDRESS: 10714 W. 148th Street, Overland Park KS 66221, United States DESCRIPTION: select renter, prepare lease, collect rents, pay bill, hire maintenance people when it's necessary.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-03