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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-06-16
NH RA APPROVED 2022-05-17
OR RA APPROVED 2022-04-14
AZ RA APPROVED 2021-12-08
MI RA APPROVED 2021-10-28
TX RA APPROVED_RES 2020-09-08
CA RA APPROVED 2006-07-03
  • ID RA
    APPROVED
    Since 2025-06-16
  • NH RA
    APPROVED
    Since 2022-05-17
  • OR RA
    APPROVED
    Since 2022-04-14
  • AZ RA
    APPROVED
    Since 2021-12-08
  • MI RA
    APPROVED
    Since 2021-10-28
  • TX RA
    APPROVED_RES
    Since 2020-09-08
  • CA RA
    APPROVED
    Since 2006-07-03

Branch Locations

3801 University Ave Suite 220, Riverside, CA 92501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Ananheim CA 07/2005 Present
Agia Houston TX 12/2022 Present
  • 07/2005 → Present
    Valic Financial Advisors
    Ananheim, CA
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-30
S63 Uniform Securities Agent State Law Examination 2005-10-19
  • S65 Uniform Investment Adviser Law Examination
    2006-06-30
  • S63 Uniform Securities Agent State Law Examination
    2005-10-19

View on SEC IAPD

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