Tracy Thomas Cottingham

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  Raymond James Financial Services Advisors, Inc
  Greensboro, NC
• 01/2026 → Present
  Raymond James Financial Services, Inc.
  Greensboro, NC
• 12/2024 → 12/2025
  Marshall University
  Huntington, WV
• 02/2021 → 12/2024
  North Carolina State University
  Raleigh, NC
• 02/2020 → 02/2021
  Ohio State University
  Columbus, OH
• 07/2017 → 02/2020
  North Carolina State University
  Raleigh, NC
• 08/2015 → 07/2017
  North Carolina State University
  Raleigh, NC

Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 707 Green Valley Rd Fl 1, Greensboro, NC, 27408-7019, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/26/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor - build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, meet with clients to discuss financial goals and objectives, manage client investment accounts. (2)Name of Business: Pinnacle Bank/Pinnacle Financial Partners Address: 707 Green Valley Rd Fl 1, Greensboro, NC, 27408-7019, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/26/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor - build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, meet with clients to discuss financial goals and objectives, manage client investment accounts.

Exams

• S66 Uniform Combined State Law Examination
  2026-06-02

Other Names

• Quint Cottingham