Stephen Robert Martin

Vanguard Advisers, Inc.

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Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2014-12-01
TX	RA	APPROVED	2014-12-01

NC RA
APPROVED

Since 2014-12-01
TX RA
APPROVED

Since 2014-12-01

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	01/2006	Present

01/2006 → Present

The Vanguard Group, Inc.

Charlotte, NC

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-02-16

S63 Uniform Securities Agent State Law Examination

2006-02-16

Designations

Other Names

Stephen Robert Martin
Stephen Robert Martin

View on SEC IAPD

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